4.6 External dispute resolution

A number of case studies examined in the sixth round of hearings involved problematic dealings between an insurer and the EDR body: previously FOS, now AFCA (the Australian Financial Complaints Authority). These included the CommInsure, TAL and AAI (Hunter Valley Read More …

4 Issues and responses

The issues arising from the case studies examined in the Commission’s sixth round of hearings are described in detail in the discussion in Volume 2 of this Report. The issues can be organised as follows: issues relating to the manner Read More …

Introduction

The third matter that emerged in connection with the provision of financial advice related to the disciplinary system for financial advisers. That system now consists of a number of bodies, each directed at regulating different, though related, norms of behaviour, Read More …