Financial Advice Annual Renewals
Recommendation 2.1 – June 2020
Annual Renewal and Payment for Financial Advice
Financial Adviser Grandfathered Commissions
Recommendation 2.4 – End 2019
Ending grandfathered commissions for financial advisers (Legislation introduced on 1 August 2019)
Financial Adviser Independence
Recommendation 2.2 – June 2020
Disclosure of lack of independence of financial advisers
Financial Adviser Misconduct
Recommendation 2.9 – June 2020
Licensee obligations where misconduct by financial advisers
Financial Advisor Disciplinary System
Recommendation 2.10 – End 2020
A new disciplinary system for financial advisers
Financial Advisor Reference Checking
Recommendation 2.7 – June 2020
Reference checking and information sharing for financial advisers
Funeral Expenses Exemptions
Recommendation 4.2 – End 2019
Removing the exemptions for funeral expenses policies
Hawking Insurance
Recommendation 4.1 – June 2020
No hawking of insurance products
Hawking Superannuation
Recommendation 3.4 – June 2020
No hawking of superannuation products