F – H

Financial Advice Annual Renewals

Recommendation 2.1June 2020
Annual Renewal and Payment for Financial Advice

Financial Adviser Grandfathered Commissions

Recommendation 2.4End 2019
Ending grandfathered commissions for financial advisers (Legislation introduced on 1 August 2019)

Financial Adviser Independence

Recommendation 2.2June 2020
Disclosure of lack of independence of financial advisers

Financial Adviser Misconduct

Recommendation 2.9 – June 2020
Licensee obligations where misconduct by financial advisers

Financial Advisor Disciplinary System

Recommendation 2.10 – End 2020
A new disciplinary system for financial advisers

Financial Advisor Reference Checking

Recommendation 2.7 – June 2020
Reference checking and information sharing for financial advisers

Funeral Expenses Exemptions

Recommendation 4.2 – End 2019
Removing the exemptions for funeral expenses policies

Hawking Insurance

Recommendation 4.1 – June 2020
No hawking of insurance products

Hawking Superannuation

Recommendation 3.4 – June 2020
No hawking of superannuation products